Jaye Faggett

Jametriss (Jaye) Faggett serves as Chief Compliance Officer of ValueTree Financial, bringing more than 15 years of experience in investment adviser regulation and compliance. She developed much of her compliance expertise as a Director of Compliance with Comply (formerly RIA in a Box), providing high-level consulting to 130+ SEC- and state-registered advisory firms and guiding them through registration, compliance program design, regulatory examinations, and their ongoing obligations under the Investment Advisers Act of 1940.

She later founded Providence Compliance LLC to continue serving advisers directly. Her perspective is further grounded in years on the regulator side, including senior examination and enforcement roles with the Florida Office of Financial Regulation and FINRA, along with compliance leadership at Deutsche Bank. She holds an MBA from Webster University and a B.S. in Business Administration from Florida A&M University, and is a NASAA-certified continuing education instructor for investment adviser representatives.